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News Release 2006-5 | January 17, 2006

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders
No. Name/Bank/City Date
California
2006-163 Wing Lung Bank, Limited, a limited Federal branch, Los Angeles 11/17/05
2006-164 Ramona National Bank, Ramona 12/14/05
Florida
2006-165 Pacific National Bank, Miami 12/16/05

Civil Money Penalty Orders
No. Name/Bank/City Date
Illinois
2006-166 Delores L. McCauley, The First National Bank of Mt. Pulaski, Mt. Pulaski 12/06/05
Michigan
2005-162 ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor 12/30/05
Minnesota
2006-167 Charles C. Moser, The First National Bank of Brewster, Brewster 12/20/05
New York
2005-168 Antenor Adam, New York National Bank, Bronx 12/12/05
2005-169 Irving Klein, New York National Bank, Bronx 12/12/05
2005-170 Samuel Monroe, Jr., New York National Bank, Bronx 12/12/05
2005-171 Emilio Serrano, New York National Bank, Bronx 12/12/05

Formal Agreements
No. Name/Bank/City Date
New York
2005-172 The Lyons National Bank, Lyons 11/21/05
2005-173 The National Bank of Stamford, Stamford 11/15/05
Oklahoma
2005-174 Century National Bank of Oklahoma, Pryor 12/08/05

Personal Cease and Desist Orders
No. Name/Bank/City Date
Arizona
2006-175 Douglas Wachtel, Nextbank, National Association, Phoenix 12/09/05

Removal / Prohibition Orders
No. Name/Bank/City Date
California
2005-176 Israel Macias, Union Bank of California, National Association, San Francisco 11/02/05
2005-177 Glenn M. Yamashiro, Union Bank of California, National Association, San Francisco 12/09/05
Kentucky
2005-178 Lisa M. Miller, Citizens Commerce National Bank, Versailles 12/07/05

Restitution Orders
No. Type/Bank/City/Old EA# Date
California
2005-176 Israel Macias, Union Bank of California, National Association, San Francisco 11/02/05
Michigan
2005-162 ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor 12/30/05

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2005-179 CONSENT ORDER, Merchants Bank of California, National Association, Carson (EA #2004-64) 11/18/05
2005-180 CONSENT ORDER, Asian Pacific National Bank, San Gabriel (EA #2005-3) 12/15/05
Indiana
2005-181 CONSENT ORDER, First National Bank of Dana, Dana (EA #2004-145) 12/22/05
Louisiana
2005-182 FORMAL AGREEMENT, National Independent Trust Company, Ruston (EA #2004-36) 10/28/05
Minnesota
2005-183 FORMAL AGREEMENT, Centennial National Bank, Walker (EA #2004-23) 12/14/05
Missouri
2005-184 FORMAL AGREEMENT, Kennett National Bank, Kennett (EA #2003-171) 12/08/05
Nevada
2005-185 CONSENT ORDER, First National Bank of Marin, Las Vegas (EA #2001-97) 12/05/05
New York
2005-185 FORMAL AGREEMENT, Excel Bank, National Association, New York (EA #2002-95) 12/30/05

For copies, please call (202) 874-5043.

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