Forms

Most Requested

All Forms

Name	Form ID	Format
Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15Ba2-1 Under the Securities Exchange Act of 1934 or Amendment to such Application	MSD	PDF
Counterfeit Reporting Form		PDF
Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer	G-FIN-4	PDF
Dodd-Frank Act Stress Test (Company-Run)		Website
FEMA Standard Flood Hazard Determination Form and Instructions	086-0-32	PDF
FFIEC Registered Transfer Agents Form	TA-1	PDF Instructions (PDF)
File a Bank Complaint		Website
FinCEN Bank Secrecy Act Forms and Filing Requirements		Website
FinCEN BSA E-Filing System		Website
Interagency Bank Merger Act Application		PDF
Interagency Biographical and Financial Report		Fillable PDF
Interagency Notice of Change In Control		PDF
Interagency Notice of Change In Director or Senior Executive Officer		PDF
IRS Tax Check Authorization		Fillable PDF
Licensing Filing Forms		Website
Monthly Schedule of Short-term Investment Funds		Website
National Bank Community Development (Part 24) Investments	CD-1	PDF
Notice by a Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer	G-FINW	PDF
Notice of Government Securities Broker or Government Securities Dealer Activities	G-FIN	PDF
Notice of Withdrawal From Registration as a Municipal Securities Dealer Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1)	MSDW	PDF
OCC Email Updates		Website
Request for Reasonable Accommodations	CC 6050-17	PDF
Speaker Request Form		Website
Suspicious Activity Report (SAR) Program		Website
Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer	MSD-4	PDF
Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer	MSD-5	PDF
Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer	G-FIN-5	PDF
Withdrawal from Registration as a Transfer Agent	TA-W	PDF

Forms

Most Requested

Licensing Filings

Suspicious Activity Report (SAR) Program

Dodd-Frank Act Stress Test (Company Run)

All Forms