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News Release 2006-86 | August 16, 2006

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders
No. Name/Bank/City Date
Illinois
2006-69 Timothy Fullerton, National Bank of Commerce, Berkeley 8/1/2006
Minnesota
2006-70 The First National Bank of Brewster, Brewster 7/6/2006
Nebraska
2006-71 Jerry Schaefer, The First National Bank of Ainsworth, Ainsworth 7/24/2006
Pennsylvania
2006-72 Kenneth Brougher, The Farmers National Bank of Kittanning, Kittanning 7/24/2006

Formal Agreements
No. Name/Bank/City Date
Colorado
2006-73 First National Bank, Fort Collins 7/20/2006
Massachusetts
2006-74 The First National Bank of Ipswich, Ipswich 6/28/2006
Missouri
2006-75 Douglass National Bank, Kansas City 3/28/2006
New York
2006-76 The Putnam County National Bank of Carmel, Carmel 7/12/2006

Removal / Prohibition Orders
No. Name/Bank/City Date
Illinois
2006-69 Timothy Fullerton, National Bank of Commerce, Berkeley 8/1/2006
Indiana
2006-77 Micah J. Mobley, The First National Bank of Dana, Dana 6/15/2006
North Carolina
2006-78 Tiffany D. (Holt) Lipscomb, Bank of America, National Association, Charlotte 5/23/2006
2006-78 Tiffany D. (Holt) Lipscomb, Wachovia Bank, National Association, Charlotte 5/23/2006
Pennsylvania
2006-72 Kenneth Brougher, The Farmers National Bank of Kittanning, Kittanning 7/24/2006

Restitution Orders
No. Name/Bank/City Date
Illinois
2006-69 Timothy Fullerton, National Bank of Commerce, Berkeley 8/1/2006
North Carolina
2006-78 Tiffany D. (Holt) Lipscomb, Wachovia Bank, National Association, Charlotte 5/23/2006
2006-78 Tiffany D. (Holt) Lipscomb, Bank of America, National Association, Charlotte 5/23/2006

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2006-79 C&D,Interbusiness Bank, National Association, Diamond Bar(EA# 2005-53) 6/8/2006
Nebraska
2006-80 FA, The First National Bank of Marquette, Marquette (EA# 2005-143) 6/27/2006

For copies, please call (202) 874-5043.

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Media Contact

OCC Public Affairs
(202) 874-5770

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