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News Release 2007-96 | September 18, 2007

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:

Comptroller of the Currency, Public Information Room (1-5) Washington, DC 20219

Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website located at http://apps.occ.gov/EnforcementActions.

Cease and Desist Orders
No. Name / Bank / City Date
California
2007-110 Union Bank of California, National Association, San Francisco 09/14/2007

Civil Money Penalty Orders
No. Name / Bank / City Date
California
2007-093 Far East National Bank, Los Angeles 08/29/2007
2007-094 Pacific Capital Bank, National Association, Santa Barbara 08/21/2007
2007-110 Union Bank of California, National Association, San Francisco 09/14/2007
Georgia
2007-095 David Moffat, First National Bank, St. Marys 08/21/2007
Michigan
2007-096 John B. Collins, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-097 Margaret S. Feskorn, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-098 Tracie B. Hunter, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-099 Carl B. Johnson, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-100 David R. Prichard, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-101 Dianne M. Schubach, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-102 David A. Wright, Lasalle Bank MidWest National Association, Troy 08/15/2007
New York
2007-103 Jeffrey S. Gilbert, The National Bank of Vernon, Vernon 08/20/2007
Ohio
2007-104 Keybank National Association, Cleveland 07/27/2007

Formal Agreements
No. Name / Bank / City Date
Ohio
2007-105 The Community National Bank, Franklin 06/19/2007

Personal Cease and Desist Orders
No. Name / Bank / City Date
Michigan
2007-96 John B. Collins, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-97 Margaret S. Feskorn, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-98 Tracie B. Hunter, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-99 Carl B. Johnson, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-100 David R. Prichard, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-101 Dianne M. Schupback, Lasalle Bank MidWest National Association, Troy 08/15/2007
2007-102 David A. Wright, Lasalle Bank MidWest National Association, Troy 08/15/2007

Removal / Prohibition Orders
No. Name / Bank / City Date
Colorado
2007-106 Lance A. Curry, The First National Bank of Paonia, Paonia 08/10/2007
Kansas
2007-106 Lance A. Curry, Cornerbank, National Association, Windfield 08/10/2007

Terminations of Existing Enforcement Actions
No. Type / Name / Bank / City / Old EA# Date
Illinois
2007-107 FA, Atlantic Trust Company, National Association, Chicago (EA# 2005-57) 08/01/2007
Nebraska
2007-108 FA, The First National Bank of Valentine, Valentine, (EA# 2004-93) 08/09/2007
New York
2007-109 C&D, Asia Bank, N.A., Flushing (EA# 2004-153) 08/01/2007

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5771

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