News Release 2009-40 | April 17, 2009

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.	Name / Bank / City	Date
Florida
2009-114	The First National Bank of Florida, Milton	03/05/2009
Iowa
2009-034	The First National Bank of Logan, Logan	03/25/2009
Maryland
2009-035	Bay National Bank, Baltimore	02/06/2009
New York
2009-036	AMENDED, The Upstate National Bank, Lisbon	02/21/2009

Civil Money Penalty Orders
No.	Name / Bank / City	Date
Louisiana
2009-040	Kurt J. Dempster, First National Bank USA, Boutte	03/27/2009
Nebraska
2009-044	First National Bank of Omaha, Omaha	03/20/2009
New York
2009-037	Stephen Souky, NBT Bank, National Association, Norwich	03/20/2009

Formal Agreements
No.	Name / Bank / City	Date
Florida
2009-038	Florida Capital Bank, National Association, Jacksonville	03/26/2009
2009-039	Pacific National Bank, Miami	03/30/2009

Personal Cease and Desist Orders
No.	Name / Bank / City	Date
Louisiana
2009-040	Kurt J. Dempster, First National Bank USA, Boutte	03/27/2009
Minnesota
2009-041	David Duhn, First Integrity Bank, National Association, Staples	03/17/2009
New York
2009-037	Stephen Souky, NBT, National Association, Norwich	03/20/2009

Removal / Prohibition Orders
No.	Name / Bank / City	Date
Tennessee
2009-042	Janis Malone, Union Planters Bank, National, Memphis	03/17/2009

Restitution Orders
No.	Name / Bank / City	Date
Tennessee
2009-042	Janis Malone, Union Planters Bank, National Association, Memphis	03/17/2009

Terminations of Existing Enforcement Actions
No.	Type / Name / Bank / City / Old EA#	Date
Wisconsin
2009-043	FA, The First National Bank of Berlin, Berlin (EA# 2007-054)	03/30/2009
2009-043	FA, The First National Bank of Berlin, Berlin (EA# 2008-034)	03/30/2009

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5770

Topic(s):

Enforcement Actions