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NR 2018-40
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OCC Enforcement Actions and Terminations for April 2018

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement action below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.


Cease and Desist Orders
No. Name/Bank/City Date
Washington
2018-019 Washington Federal, National Association, Seattle 2/28/2018

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2018-020 Susan Cavano, Merchants Bank of California, National Association, Carson 3/7/2018
2018-021 Jane Chu, Merchants Bank of California, National Association, Carson 3/5/2018
2018-022 Philip Scott, Merchants Bank of California, National Association, Carson 3/5/2018

Personal Cease and Desist Orders
No. Name/Bank/City Date
California
2018-020 Susan Cavano, Merchants Bank of California, National Association, Carson 3/7/2018
2018-021 Jane Chu, Merchants Bank of California, National Association, Carson 3/5/2018

Removal / Prohibition Orders
No. Type/Bank/City/Old EA# Date
Ohio
2018-023 Derek B. Eggert, JPMorgan Chase Bank, National Association, Columbus 3/22/2018
South Dakota
2018-024 Marcus A. Majette, Wells Fargo Bank, National Association, Sioux Falls 3/16/2018
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