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News Release 2019-6 | January 18, 2019

OCC Enforcement Actions and Terminations for January 2019

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Civil Money Penalty Orders
No. Name/Bank/City Date
Texas
2018-098 David Doepke, First Citizens Bank of Polson, National Association, Polson 12/13/2018
2018-099 Catherine Francis, First Citizens Bank of Polson, National Association, Polson 12/13/2018
2018-100 Jolanda Ingram, First Citizens Bank of Polson, National Association, Polson 12/13/2018
2018-101 Richard Pedersen, First Citizens Bank of Polson, National Association, Polson 12/13/2018
2018-102 Rick Skates, First Citizens Bank of Polson, National Association, Polson 12/13/2018
2018-103 Robert Sloan, First Citizens Bank of Polson, National Association, Polson 12/13/2018

Formal Agreements
No. Name/Bank/City Date
California
2018-104 Beacon Business Bank, National Association, San Francisco 12/31/2018

Removal / Prohibition Orders
No. Name/Bank/City Date
Connecticut
2018-105 Stephen Carbonella, Webster Bank, National Association, Waterbury 12/14/2018
Nebraska
2018-106 Hunter J. Pabian, Security National Bank of Omaha, Omaha 12/11/2018
South Dakota
2018-107 Javier Juarez, Wells Fargo Bank, National Association, Sioux Falls 12/18/2018

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