News Release 2020-20 | February 20, 2020

OCC Enforcement Actions and Terminations

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

View the current actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders

No.	Name/Bank/City	State	Date
2020-005	M.Y. Safra Bank, FSB, New York	New York	1/30/2020

Bank Civil Money Penalty Orders

No.	Name/Bank/City	State	Date
2020-001	Citibank, N.A., Sioux Falls	South Dakota	1/17/2020

Civil Money Penalty Orders

No.	Name/Bank/City	State	Date
2020-002	Hope Hardison, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/21/2020
2020-003	Michael Loughlin, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/8/2020
2020-004	John Stumpf, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/22/2020

Notices Filed

No.	Name/Bank/City	State	Date
N20-002	Christopher Sangster, South Central Bank, National Association, Chicago	Illinois	2/6/2020
N20-003	Jeffrey Ruffo, JPMorgan Chase Bank, National Association, Columbus	Ohio	1/8/2020
N20-001	Carrie Tolstedt, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/23/2020
N20-001	Claudia Russ Anderson, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/23/2020
N20-001	James Strother, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/23/2020
N20-001	David Julian, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/23/2020
N20-001	Paul McLinko, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/23/2020

Personal Cease and Desist Orders

No.	Name/Bank/City	State	Date
2020-002	Hope Hardison, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/21/2020
2020-003	Michael Loughlin, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/8/2020

Removal / Prohibition Orders

No.	Name/Bank/City	State	Date
2020-006	Delia Ortega, CIT Bank, National Association, Pasadena	California	12/13/2019
2020-007	Napela Erakat, Midland FS & LA, Bridgeview	Illinois	12/17/2019
2020-008	Jamika Jones, U.S. Bank National Association, Cincinnati	Ohio	1/28/2020
2020-010	Rosa L. Solivan, JPMorgan Chase Bank, National Association, Columbus	Ohio	1/28/2020
2020-004	John Stumpf, Wells Fargo Bank, National Association, Sioux Falls	South Dakota	1/22/2020

Terminations of Existing Enforcement Actions

No.	Name/Bank/City	State	Date
2020-009	C&D, TCF National Bank, Sioux Falls (EA# 2018-063)	South Dakota	12/18/2019

Media Contact

Public Affairs
(202) 649-6870

Topic(s):

Enforcement Actions