Fraudulent Regulatory Agency Issuances: Fraudulent Correspondence Regarding the Release of Funds Supposedly under the Control of the Comptroller of the Currency

A variety of fictitious correspondence, allegedly issued by the Office of the Comptroller of the Currency (OCC) regarding funds purportedly under the control of the OCC and other government entities is in circulation. Correspondence may be distributed via email, fax, or postal mail.

Any document claiming that the OCC is involved in holding any funds for the benefit of any individual or entity is fraudulent. The OCC does not participate in the transfer of funds for, or on behalf of, individuals, business enterprises, or governmental entities.

The letters may indicate that funds are being held by the Comptroller of the Currency or Comptroller General due to the need for a Certified International Transfer Permit Document.

Attached are copies of this fraudulent correspondence, which is being sent to United States bank customers in an attempt to elicit funds from them and to gather personal information to be used in possible future identity theft.

The correspondence in question contains forged signatures of actual OCC officials as well as signatures of fictitious OCC officials. In addition, some materials contain fictitious telephone numbers, mailing addresses, and email addresses that are not associated with the OCC.

Before responding in any manner to any proposal supposedly issued by the OCC that requests personal information or personal account information, or that requires the payment of any fee in connection with the proposal, you should take steps to verify that the proposal is legitimate. 

Consumers who receive counterfeit or fictitious items and associated material should file complaints with the following agencies, as appropriate:

• U.S. Department of the Treasury, Office of Inspector General (OIG): by telephone at (800) 359-3898 or by visiting the OIG website.
• Federal Trade Commission (FTC): by telephone at (877) FTC-HELP or, for filing a complaint electronically, via the FTC's website.
• National Consumers League (NCL): by telephone at (202) 835-3323 or by email. To file a fraud complaint, visit the NCL fraud website.
• Better Business Bureau (BBB): The BBB system serves markets throughout Canada, Puerto Rico, and the United States and is the marketplace leader in advancing trust between businesses and consumers. The website offers contact information for local BBBs, objective reports on more than 2 million businesses, consumer scam alerts, and tips on a wide variety of topics that help consumers find trustworthy businesses and make wise purchasing decisions.
• Federal Bureau of Investigation Internet Crime Complaint Center (to report scams that may have originated via the internet).
• If correspondence is received via the U.S. Postal Service, contact the U.S. Postal Inspection Service by telephone at (888) 877-7644; by mail at U.S. Postal Inspection Service, Office of Inspector General, Operations Support Group, 222 S. Riverside Plaza, Suite 1250, Chicago, IL 60606-6100; or via the online complaint form.

Additional information concerning this matter that should be brought to the attention of the Office of the Comptroller of the Currency (OCC) may be forwarded to

Office of the Comptroller of the Currency
Special Supervision Division
400 7th St. SW, Suite 3E-218; MS 8E-12
Washington, DC 20219
Phone: (202) 649-6450
Fax: (571) 293-4925
www.occ.gov
occalertresponses@occ.treas.gov

For additional information regarding other types of financial fraud, please visit the OCC's anti-fraud resources page.

/signed/

Richard C. Stearns
Director for Enforcement & Compliance

Related Links

• Sample Fraudulent Document 1 (PDF)
• Sample Fraudulent Document 2 (PDF)
• Sample Fraudulent Document 3 (PDF)