An official website of the United States government
Parts of this site may be down for maintenance from Thursday, December 19, 9:00 p.m. Sunday, December 22, 9:00 a.m. (Eastern).
Share This Page:
Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings associations (banks) that engage in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.
OCC Chief Counsel's Interpretation on National Trust Banks (PDF)
Requests Under 716(f) of the Dodd-Frank Act
Register for Monthly Schedule of Short-Term Investment Funds
Register as a Transfer Agent